Shareholder activism has intensified in recent years. According to Michael Reilly, a 24-year veteran of Reuters Group and internet communication specialist, “activists come in many shapes and forms. In addition to high-profile funds, there are shareowner groups such as unions, pension fund managers and a variety of money and asset managers.” Regulators have stepped up […]
Archives for January 2012
SEC Financial Literacy Study
On January 18, 2012, the Securities and Exchange Commission published a request for public comment on financial literacy and investor disclosure issues that it is studying as part of a review mandated by the Dodd-Frank Wall Street Reform and Consumer Protection Act. The Dodd-Frank Act directs the SEC to conduct a study of retail investors’ […]
SEC’s Whistleblower Program
With its whistleblower program officially becoming effective, the Securities and Exchange Commission has launched a new web page for people to report violations of the federal securities laws and apply for a financial award. The Dodd-Frank Wall Street Reform and Consumer Protection Act provided the SEC with the authority to pay financial rewards to whistleblowers […]
How to Use Social Media to Build Relationships
Networking – Your network is your lifeline. Use your social media platforms to connect, promote, thank, and be kind to the people important to your business. Be friendly, be genuine, and give first. Education – Free information is the new currency. To create a client community, you must share information that has value. Useful, action-oriented […]