Fee Rate Advisory #5 for Fiscal Year 2009
March 19, 2009
Categories: Securities Registration, Fee Rates Changes

Due to the appropriations bill recently signed by President Obama, effective March 16, 2009, the Section 6(b), Section 13(e), and the Section 14(g) fee rates will increase from $39.90 to $55.80 per million dollars.

All filings submitted to the SEC before 5:30 p.m., ET, and filings pursuant to Rule 462(b) (17 C.F.R. 230.462(b)) submitted to the SEC before 10:00 p.m., ET, on March 13, 2009, will be subject to the current fee rate of $39.30 per million dollars. Rule 462(b) filings submitted after 10:00 p.m., ET, and all other filings submitted after 5:30 p.m., ET, on March 13, 2009, shall be deemed filed as of the next business day, March 16, 2009, under Section 232.13 of Regulation S-T (17 C.F.R. 232.13), and be subject to the new fee rate of $55.80 per million dollars. The SEC’s press release regarding this fee rate, please visit
http://www.sec.gov/news/press/2009/2009-56.htm.

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