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Compliance Update

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SEC Closed Presidents' Day - 2/11/2010
SEC Closed Martin Luther King, Jr. Day - 1/14/2010

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COMPLIANCE UPDATE

Keep up-to-date with the latest regulatory news through AFPI’s Compliance Updates. These periodic alerts provide brief details of significant developments at the SEC. View them on our site or subscribe to receive Compliance Updates delivered to your email.


Latest Compliance Updates: (Updates open in a new window)
Thursday, Feburary 11, 2010
SEC Closed Presidents' Day
Thursday, January 14, 2010
SEC Closed Martin Luther King, Jr. Day
Friday, December 18, 2009
Fee Rate Advisory #4 for Fiscal Year 2010
Monday, November 9, 2009
SEC Closed Veterans Day


COMPLIANCE UPDATE CATEGORIES
Corporations Securities Registration Interactive Data (XBRL)
Smaller Public Companies Periodic Reports EDGAR
Investment Companies Proxy Material Fee Rate Changes
Shell Companies Sarbanes-Oxley Act SEC Meeting Announcements
Section 16 Special Events
SEC Reforms


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