COMPLIANCE SOLUTIONS
Compliance services for your business…
Compliance with securities laws is more than just an EDGAR filing. It can be demanding and complicated,
requiring knowledge of complex rules and regulations, rigorous adherence to deadlines, and coordination of
multiple parties to create, produce, and distribute your required documents. Our full range of compliance-related
services empowers public corporations and
mutual fund companies nation wide to manage their regulatory requirements and enhance overall performance.
Leading the way for our clients…
Meeting shortened filing deadlines while ensuring compliance with changing SEC rules and regulations can be a formidable undertaking. AFPI has solutions that go beyond industry standards to ensure that your compliance needs are met.
Our Compliance Connection is a suite of on-line filing tools designed to streamline and structure your filing requirement more efficiently. Compliance Connection combines an easy-to-use environment with flexible reporting capabilities that enable you to achieve full compliance as painlessly as possible.
AFPI’s Compliance Update is our periodic electronic alert that keeps you updated on everything from proposed and final SEC rule changes to specific EDGAR system modifications.
Our Compliance Resource Center provides you
with a comprehensive list of links to various industry related websites. From corporate
governance and securities laws websites, to SEC and EDGAR links, you are just a click
away from the information you need.