Compliance Update

Keep up-to-date with the latest regulatory news through AFPI’s Compliance Updates. These periodic alerts provide brief details of significant developments at the SEC. View them on our site or subscribe to receive Compliance Updates delivered to your email.


Latest Compliance Updates: (Updates open in a new window)

Tuesday, January 11, 2011
 SEC Closed Martin Luther King, Jr. Day
Monday, December 27, 2010
 SEC Closed New Year's Day
Monday, December 27, 2010
 Fee Rate Advisory #5 for Fiscal Year 2011
Tuesday, December 21, 2010
 SEC Closed Christmas Day

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